Search this website. You can use fund codes to locate specific funds

PRIVACY

This statement sets out how Federated Hermes Limited (“Federated Hermes”) is committed to protecting the privacy and security of your personal data (“personal information”). This notice gives individuals information on how their personal information (i.e. information which directly or indirectly identifies you) is processed.

Federated Hermes is guided by the conviction that responsible investing is the best way to create long-term wealth.  We provide specialised capabilities across equity, fixed income and private markets, in addition to multi-asset strategies and proven liquidity-management solutions.  Through our world-leading stewardship services, we engage companies on strategic and sustainability concerns to promote investors’ long-term performance and fiduciary interests.  Our goals are to help individuals invest and retire better, to help clients achieve better risk-adjusted returns, and to contribute to positive outcomes in the wider world, in line with our pledge.

Details of affiliated entities forming Federated Hermes can be found in the Important Information section of our website.

Federated Hermes Limited is acting as data controller in relation to the information we receive directly or indirectly. We may collect certain personal information with respect to the representatives of institutional clients, other business relationships and employees/applicants, by way of example:

  • Name and contact details
  • Tax information
  • Nationality, passport or other identification documents
  • Details of role responsibilities
  • Information on investigations, litigation, court proceedings, civil liabilities or criminal convictions against you
  • Employee information required for HR purposes (including payroll, job history)
  • Where permitted, information received from credit reference agencies, fraud prevention agencies and from other public sources such as Companies House, and
  • We monitor and/or record your telephone calls and electronic transactions.

We will use your personal information for:

  • The provision of products and/or services to clients or investors in our funds
  • Managing business relationships with you
  • Archiving documents (electronic and paper based)
  • Detecting and preventing fraud and/or money laundering
  • Statistical analysis and assessment,
  • Job applicants, employee and training records
  • Communicating with you, and
  • Otherwise as is necessary to comply with applicable laws, regulations and/or codes of practice.

The provision of personal information by you may be necessary in order for us and other third parties (to which personal information is disclosed) to provide you with the requested services, for the performance of any contractual relationship with you and for the other purposes as set out in this notice where in our legitimate interests.

We may disclose certain personal information:

  • To Federated Hermes which consists of Federated Hermes Limited and its subsidiaries including Hermes GPE LLP (and its subsidiaries)
  • To courts, governmental and non-governmental regulators, tax authorities and ombudsmen
  • To law enforcement agencies or as otherwise required under law or regulation;
  • To any third party that acquires, or is interested in acquiring, all or part of our assets or shares, or that succeeds us in carrying on all or a part of its business, whether by merger, acquisition, reorganisation or otherwise
  • To credit reference agencies who may use it to perform credit reporting and affordability checks for us and to verify your identity (e.g. age and residence), and to prevent and detect criminal activity, fraud and money laundering and
  • To fraud prevention agencies who will use it to prevent fraud and money-laundering and to verify your identity. If fraud is detected, you could be refused certain services, and
  • To our agents, advisers or outsource providers in order to provide agreed products or services.

We may transfer your personal information to recipients (including affiliates of Federated Hermes) located in countries outside of the European Economic Area (“EEA”) including in UK, USA, Singapore, Channel Islands, Cayman Islands, Mauritius, India, Philippines, Canada and Australia.  In those instances we will take all necessary steps to protect your personal information in accordance with applicable data privacy laws.

Under applicable EU and UK data privacy laws, you may have a right to:

  • Request access to and rectification or erasure of your personal information
  • Obtain restriction of processing or to object to processing of your personal information, and
  • Data portability (i.e. to request the transfer of personal information from one data controller to another in certain circumstances).

If you wish to exercise any of these rights you should contact the Information Protection Coordinator as described below.  You also have the right to lodge a complaint about the processing of your personal information with your local data protection authority.

As a representative of a client, we may contact you occasionally to inform you of products and services we and other members of Federated Hermes provide.   We will also respond to enquiries for the request of information.

The Federated Hermes website provides a convenient method to discontinue electronic communication via an "unsubscribe" link tick box via emails. Alternatively you can contact Federated Hermes at [email protected] to unsubscribe.

When visiting our websites, we collect information about you using cookies in order to process your visit, remember your preferences, increase security and analytics on how a visitor uses the website.   Further details can be viewed at https://www.hermes-investment.com/cookies/

Federated Hermes strives to maintain the reliability, accuracy and completeness of all personal information it holds to protect privacy and security at all times. The security measures in place on our websites and computer systems aim to prevent the loss or misuse of the information we hold including 3rd parties.

We update and test our security and technology on an ongoing basis.  Access to personal information is restricted to those employees responsible for providing benefits or services to you.  Employees at Federated Hermes are regularly trained on the importance of confidentiality and keeping your information is kept private and secure.

Subject at all times to applicable laws, we will retain your personal information for a period up to 7 years from the end of the relationship.

We may revise and/or supplement our privacy notice from time to time to reflect (including but not limited to), any changes in our business, law, regulation, markets and/or the introduction of any new technology.

All enquiries, requests or concerns regarding this notice or relating to the processing of your personal information, should be sent to the Information Protection Coordinator at Federated Hermes at 150 Cheapside, London EC2V 6ET, UK or via e-mail to [email protected].

Please find below links to our product privacy notices. Please note that some of the products may not be available in your jurisdiction.

These documents do not constitute a solicitation or offer to any person to buy or sell any related securities or financial instruments; nor does it constitute an offer to purchase securities to any person in the United States or to any US Person as such term is defined under the US Securities Exchange Act of 1933.

Federated Hermes Limited is acting as data controller in relation to the information we receive directly or indirectly as part of a job application process. This privacy notice explains how we use and store any personal information we collect about you during this job application process. The full job applicants privacy notice can be found here. If you have any queries about the process or how we handle your information please contact us at [email protected].

Last updated 04 April 2022.